By: Rose Marie Martin, M.P.H.
Abstract
Beginning with data year 1999, the U.S. Department of Health and Human
Services is using a new standard population based on the year 2000
population for age standardization (age-adjustment). The year 2000
standard population has replaced the standard population based on
the 1940 population, which had been used by the National Center for
Health Statistics and state Centers for Health Statistics for more
than 50 years. Use of the year 2000 standard will narrow race differentials
in age-adjusted rates, will affect rankings of leading causes of death
and will have an impact on trends in age-adjusted rates for certain
causes of death. This report examines the rationale for the change
to a new standard population and the effect of the change on the age-adjusted
rates for all causes and selected leading causes of death in New Jersey.
Major implications of the change on data users are also explored.
One of the major benefits from the change to a uniform standard will
be the ability to compare age-adjusted rates from all state and federal
agencies. The change to a new standard population will, however, require
re-computation of age-adjusted rates for past years using the new
standard population, for purposes of examining trends. The need to
incorporate an examination of age-specific rates into any analysis
of death rates is also addressed. |
INTRODUCTION
Beginning with data year 1999, there was a change in the standard population
used by federal and many state government and other health agencies for
age adjustment of rates. The change in population standard has had an
effect on the magnitude of death rates, on the ranking of the leading
causes of death and on the relative disparities in these rates by race.
In this report, these effects on New Jersey's death rates will be explored
by examining relative rankings of leading causes of death, differences
in crude and age-adjusted rates, and changes in racial differences in
death rates using the two different age standards.
Death rates are greatly affected by the socioeconomic/demographic composition
of the population at risk. Specifically, death rates have been shown to
vary by age, race, gender, occupation, education and income levels of
the population. However, death rates are most greatly impacted by the
age distribution of the population.1 The overall death rate and the death
rates from most causes will be higher in populations with a greater proportion
of persons in the older age groups than in populations with relatively
large proportions of younger people. Thus, comparisons of crude or unadjusted
death rates among groups or over time may be misleading if the age distributions
of the populations at risk are different. For this reason, death rates
intended for use as trend data or for comparisons among groups are usually
adjusted or standardized, to remove the effect of the differences in age
distribution over time or by place.
Age adjustment, using the direct method, requires the selection of a
standard population. Since 1943, the National Center for Health Statistics
(NCHS) and the state Centers for Health Statistics have used a standard
population derived from the 1940 Census count. Population demographics
have changed considerably since 1940 in this country. Fertility has declined
resulting in a smaller proportion of the population in the youngest age
groups at the same time that life expectancy has increased, leading to
growth in the number and percentage of persons in the older age groups.
This disparity between the actual and standard population distributions
has led to a substantial discrepancy between the crude and age-adjusted
death rates (Figure 1). Additionally, there is an overall lack of consistency
in the use of standard populations. At present, there are at least three
other standard populations in use by various governmental and private
health agencies.2 For example, the National Cancer Institute (NCI) uses
the 1970 U.S. census count as the population standard for age adjustment
and the New Jersey cancer registry has followed NCI's lead in using the
1970 population standard for age-adjusted rates.
To examine the major issues related to selection of a standard population,
NCHS sponsored two workshops during the 1990s which included a wide range
of governmental and private health professionals as well as academicians
as participants. The outcome of the second workshop was a recommendation
that a new standard for age adjustment of rates be adopted based on the
projected year 2000 U.S. population. The recommendation has been approved
by the Secretary of the Department of Health and Human Services and was
implemented beginning with data year 1999.3

Changing to the year 2000 standard population has led to age-adjusted
rates that are very close to the crude death rates (Figure 1). This occurs
because the population proportions by age group for current years are
very similar to those in the year 2000 U.S. population projections. The
magnitude of the age-adjusted rates using the year 2000 standard is almost
twice the age-adjusted rates computed using the 1940 standard population.
For example, in 1997 the age-adjusted death rate for New Jersey using
the 1940 standard population was 460.3 per 100,000 and the comparable
rate using the year 2000 standard population was 861.4. In the same year,
the crude death rate was 894.6 per 100,000 population. Although this report
will be limited to a discussion of death rates, the methods of age standardization
discussed here are valid for many other types of rate adjustments, including
morbidity and birth rates and for adjustment for characteristics other
than age, such as gender, income and race.
METHODOLOGY
The crude or unadjusted death rate is calculated by dividing the number
of deaths in a population during a defined period of time, usually a year,
by the population exposed to the risk of death during the period. The
result is multiplied by a constant, usually 1,000 or 100,000, to avoid
expressing these rates as numbers less than one. For example, the crude
death rate among New Jersey residents in 1997 was 894.6 per 100,000 population,
arrived at by dividing 72,039 resident deaths by the estimated mid-year
population of the state, 8,052,849, and multiplying the result by 100,000.
Crude death rates serve several public health purposes, which include
providing an indication of the magnitude of overall and cause-specific
mortality in a population.
Although useful for certain purposes, the crude death rate as a comparative
measure has a major shortcoming: it is a function of the age distribution
of the population at risk. A summary measure that eliminates the effect
of the underlying age distribution of the population on the rate is the
age-adjusted death rate. The result is a figure that represents the theoretical
risk of mortality for a population, if the population had an age distribution
identical to that of the standard population. There are two major techniques
for computing age-adjusted rates: the direct and the indirect methods.
The indirect method, which is not in wide usage in this country, will
not be addressed here. The direct method age-adjusted rate is calculated
by applying a series of weights to the age-specific death rates. The weights
are the respective proportions of the standard population in each of the
relevant age groups. Table 1 provides an example of the calculation of
the total age-adjusted death rate for New Jersey residents in 1997 using
the 1940 standard population.
In Table 1, the number of deaths in 1997 in each of the age groups is
divided by the estimated mid-year 1997 population in the respective age
group and the resulting age-specific rate is multiplied by 100,000. Each
of these rates is next multiplied by a weight, which is the proportion
of the population of the 1940 standard population in each of the age groups.
The total of the weights is one, as shown in the table. The resulting
weighted rates for the age groups are then summed to form the age-adjusted
rate for the total population, 460.3 deaths per 100,000 standard population.
TABLE
1. AGE ADJUSTMENT:
NEW JERSEY DEATH RATE, 1997
USING THE 1940 STANDARD POPULATION |
| Age
Group |
Deaths
|
Population
|
Rate
*100,000 |
Standard
Million
Weight |
Weighted
Rate |
| Under
5 |
870
|
556867
|
156.231
|
0.080
|
12.508
|
|
5-14 |
194
|
1118060
|
17.351
|
0.170
|
2.956
|
|
15-24 |
666
|
979280
|
68.009
|
0.182
|
12.356
|
|
25-34 |
1331
|
1169765
|
113.784
|
0.162
|
18.440
|
|
35-44 |
2837
|
1385043
|
204.831
|
0.139
|
28.520
|
|
45-54 |
4358
|
1055453
|
412.903
|
0.118
|
48.645
|
|
55-64 |
6865
|
682693
|
1005.576
|
0.080
|
80.742
|
|
65-74 |
14414
|
596403
|
2416.822
|
0.048
|
117.037
|
|
75-84 |
21604
|
385512
|
5603.976
|
0.017
|
96.966
|
|
85+ |
18807
|
123773
|
15194.752
|
0.003
|
42.089
|
| Unknown |
93
|
|
|
|
|
|
Total |
72039
|
8052849
|
894.578 |
1
|
460.259
|
The age-adjusted rate derived in this manner can then be compared with
other similarly age-adjusted rates to assess the relative risks of mortality
from populations or over time, when the effect of the differences in age
distribution of the population has been removed. Several important points
apply:
- The age-adjusted or age-standardized rate is an index number and
is not an actual death rate. It is a hypothetical figure designed for
the purpose of facilitating comparisons among populations or within
the same population over time.
- The age-adjusted rate can only be compared to other rates generated
through use of the same method of adjustment and using the same standard
population.
- The use of a summary statistic, such as the age-adjusted death rate,
may not accurately reflect important trends and differences in age-specific
death rates.
EFFECTS OF CHANGING TO THE YEAR 2000 POPULATION STANDARD
The choice of a standard population does not effect the trends in age-adjusted
rates, unless trends in these death rates vary by age groups. However,
the relative ranking of causes of death may differ, depending on the standard
used. As shown in Table 2, New Jersey's total age-adjusted rate for 1997
will increase from 460.3 per 100,000 standard population using the 1940
standard to 861.4 per 100,000 when using the 2000 standard. The leading
causes of death which are most prevalent in the older age groups (e.g.,
diseases of the heart, stroke, chronic obstructive heart disease, pneumonia
and influenza and diabetes) will tend to have adjusted rates that are
considerably higher using the 2000 standard, compared to using the 1940
standard. Causes of death that are more prevalent among young and middle-aged
populations, i.e., unintentional injuries, HIV infection, homicide and
suicide, will have similar adjusted rates using either standard population.
The rankings of the age-adjusted rates for leading causes of death differ
depending on the standard population used. The differential changes in
magnitude of age-adjusted rates by cause depend on the age groups with
the highest risks of death and the most heavily weighted age groups in
the standard population. (Table 2).
TABLE
2
AGE-ADJUSTED DEATH RATES, LEADING CAUSES AND TOTAL DEATHS
USING 1940 AND 2000 STANDARD POPULATIONS
NEW JERSEY, 1997 |
| Cause of Death |
1940 Standard
|
2000 Standard
|
| RATE |
RANK |
RATE |
RANK |
| Diseases of
the Heart
(390-398, 402, 404-429) |
123.0
|
2
|
277.5
|
1
|
Malignant Neoplasms
(140-208) |
127.9
|
1
|
212.5
|
2
|
| Cerebrovascular
Diseases
(430-438) |
21.5 |
4
|
50.5 |
3
|
| Chronic Obstructive
Pulmonary Diseases (490-496) |
16.0
|
6
|
32.8 |
4
|
| Pneumonia/Influenza
(480-487) |
11.3
|
8
|
29.5 |
5
|
| Diabetes Mellitus
(250) |
16.1
|
5
|
28.5 |
6
|
Unintentional
Injuries
(E800-E949) |
23.4
|
3
|
26.4 |
7
|
| Septicemia
(038) |
7.2 |
9
|
15.7 |
8
|
| Nephritis/Nephrosis
(580-589) |
6.0 |
10 |
13.1 |
9
|
| HIV Infection
(042-044) |
11.6
|
7
|
12.3 |
10 |
| Total, All
Causes |
460.3
|
|
861.4 |
|
Table 2 illustrates the effect of the choice of a standard population
overall and on the leading causes of death in 1997. For each of the causes
which affected primarily the elderly population (all of the ten leading
causes except unintentional injury and HIV infection), the age-adjusted
rate using the 2000 standard population was two or more times the age-adjusted
rate using the 1940 standard population. The death rates resulting from
using the two different standards were very similar for HIV infection
and unintentional injury deaths. This effect is due to the higher population
weights in older age groups in the year 2000 standard (Figure 2). Larger
population weights are applied to the highest age-specific rates when
calculating age-adjusted rates for heart disease, stroke, pneumonia and
influenza, and other causes effecting primarily the oldest population.
Changing to the 2000 standard population will effect the differences in
age-adjusted rates by race. Age-specific rates differ substantially between
white and black races. In New Jersey in 1997, for example, the black death
rate for the population under 25 was 2.5 times the white rate, yet for
persons aged 65 and over, the death rates were virtually identical (Table
3). Although black age-adjusted rates are higher than white rates using
either standard population and the gap between the age-adjusted rates
persists, the ratio of black/white rates is smaller using the year 2000
standard population: a black/white ratio of 1.6 using the 1940 standard
population and a ratio of 1.3 using the year 2000 population. The higher
relative death rate in blacks under the age of 25 receives a lower weight
using the 2000 population standard, as the younger population is relatively
smaller using this standard than in the 1940 standard. Because of the
lack of consistency in the relative rates by race among age groups, it
is important that the presentation of age-adjusted rates by race be supplemented
by analysis of age-specific rates.
TABLE
3. CRUDE AND AGE-ADJUSTED DEATH RATES
FOR BLACK AND WHITE RACES
USING 1940 AND 2000 STANDARD POPULATIONS
NEW JERSEY, 1997 |
| DEATH RATE |
WHITE |
BLACK |
RATIO |
| CRUDE |
955.4
|
769.7
|
|
| |
|
|
|
| AGE-ADJUSTED |
|
|
|
| 1940 STANDARD |
429.4
|
674.3
|
1.6
|
| 2000 STANDARD |
831.3
|
1099.7
|
1.3
|
| |
|
|
|
| AGE-SPECIFIC |
|
|
|
| UNDER 25 |
49.9
|
126.0
|
2.5
|
| 25-64 YEARS |
318.5
|
638.2
|
2.0
|
| 65 AND OVER |
5015.7
|
4914.5
|
1.0
|
TIME TRENDS IN MAJOR CAUSES OF DEATH BY AGE
An age-adjusted rate as a summary measure serves a critical function in
allowing comparison of mortality risks over time, eliminating the effect
of the changes in age distribution of the population. If the death rates
from a specific cause are either consistently increasing or decreasing
in all age groups over a time period, the age-adjusted rate may adequately
summarize the trends in mortality risks attributable to the cause excluding
differences in age as a factor. However, Choi et al warn data users to
"be particularly wary in time trend analysis for, if the age-specific
rate trends vary across age groups, an age and calendar time interaction
may exist, and thus summary statistics such as the age-standardized rate
may actually conceal more than they reveal"4. As an illustration, death
rates from diseases of the heart have declined among New Jersey residents
over the past ten years and the decreases have been fairly uniform over
all age groups. Thus, the age-adjusted death rate is an adequate summary
measure for the trend in heart disease during the past decade. During
the same time period, however, the overall crude and age-adjusted death
rates from unintentional injury have changed very little, but the rates
by age show different trends. Death rates from unintentional injuries
have declined among the young and the elderly, but have increased among
persons 25 through 64 years. This increase in deaths among young and middle
aged adults would not be apparent from an examination of the age-adjusted
rates from this cause. Among the leading causes of death, stroke, diabetes
and cancer deaths have also exhibited different patterns by age.
DISCUSSION
A change from use of a 1940 standard population to the projected 2000
population as a standard for age-adjustment will have both positive and
negative effects for users of health data. All programs of the federal
Department of Health and Human Services have been directed by the Secretary
to use the new standard beginning with data year 1999. Although not legally
required of state Departments of Health, the programmatic and financial
ties between state and federal agencies and the need to coordinate and
compare health data will no doubt lead to a high degree of compliance
with the use of the new standard among states. Use of a uniform standard
will simplify and ease the burden of comparison of data from different
sources, using different standard populations. In particular, baseline
data for selected health objectives for the year 2010 will be recomputed
and, in many of these cases, new targets will be developed.
Death rates age-adjusted to the new standard population will differ
in magnitude from those previously used, most notably those developed
using the 1940 standard population. The rates standardized to the 2000
standard will be similar to current crude death rates. These changes must
be explained to users of the data and careful note of the population standard
used must be included in any data presentation. Race differentials will
narrow with introduction of the new population standard to age-adjusted
rates and this must be explained as a result of differing age-specific
rates by race and the differences in age distribution of the two standard
populations.
Thorough analysis of health data will incorporate examination of differences
in trends in rates by age group, as use of age-standardization alone may
mask important information. Calculation of age-specific rates is needed
to establish whether age-adjustment is the proper means of analysis in
a given situation. Although the age-adjusted rate is an important technique
in comparative data analysis, health data analysis should routinely include
an examination of age-specific rates.
References:
- North Carolina State Center for Health Statistics. Statistical Primer:
Age-adjusted Death Rates. North Carolina Department of Health and Human
Services. August 1998.
- Anderson, R.N. and Rosenberg, H.M. Age Standardization of Death Rates:
Implementation of the Year 2000 Standard. National Vital Statistics
Reports: Vol. 47, No. 3. Hyattsville, MD: National Center for Health
Statistics. October 1998.
- National Association for Public Health Statistics and Information
Systems. New Age Adjustment Standard. The Journal. NAPHSIS. Washington,
DC. December 1998.
- Choi, B.C.K., de Guia, N.A. and Walsh, P. Look Before You Leap: Stratify
Before You Standardize. American Journal of Epidemiology: Vol. 149,
No.12. Johns Hopkins University School of Hygiene and Public Health.
1999.