New Jersey Statewide Navigation Bar
Division of Consumer Affairs
NJ Office of the Attorney General
dca news Acting Bureau Chief, Amy G. Kopleton portrait...
Toll Free Phone Number - (866) I-Invest
BOS Overview
File a 
BOS News Room
BOS Enforcement 
Need a BOS 
BOS Forms
BOS Laws
Written Examination Investment Advisers
Investment Adviser Financial Statements
IA Switch Presentation - January 23, 2012
Waiver for Investment Adviser Representative Exams
Check Beore You Invest

BOS Top Stories

New Jersey Bureau of Securities Files Suit Charging that Former Monmouth County Fire Chief Committed Multi-Million Dollar Fraud Against Investors; Revokes His Exemptions to Operate (9/25/14)

New Jersey Bureau of Securities Suspends Registration of a Jersey City Broker-Dealer Agent Who Borrowed Money From Clients, Failed to Disclose Tax Liens (9/4/14)

New Jersey Bureau of Securities Revokes Registrations of Broker-Dealer Agent Who Sold Securities Involved in Alleged Ponzi Scheme (8/19/14)

New Jersey Bureau of Securities Obtains $5.5 Million Settlement From Bergen County Father and Son Who Defrauded Investors Through Sale of Unregistered Notes and Used Investor Funds For Personal Enrichment (8/12/14)

New Jersey Bureau of Securities Recovers $125,000 for Investors in Branded Marketing Civil Action (8/814)

“Hedge Fund” Fraudsters Ordered to Pay $55 Million in Investor Restitution, Civil Penalties and Disgorgement (6/6/14)

More News...

Literature and Posters

division: dca home | complaint forms | licensing boards | adoptions | proposals | minutes | consumer protection
departmental: lps home | contact us | news | about us | FAQs | library | employment | programs and units | services a-z
statewide: nj home | my new jersey | people | business | government | departments | search
Page last modified:
New Jersey Home My New Jersey People Business Government Departments New Jersey Home Contact Us Privacy Notice Legal Statement
Acting Bureau Chief, Amy G. Kopleton portrait...